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Australia: Major AML/CTF regulatory reform is back on the cards
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Our leading professional services team specialises in professional liability matters and defends claims of alleged professional negligence against a wide variety of professionals including lawyers, accountants, architects, surveyors, company directors, finance and insurance brokers and healthcare professionals.
We support professional services firms and networks of all sizes. Our focus on each of the major professions enables us to understand the commercial, reputational and regulatory pressures each client faces, and to provide targeted risk management and other advice.
Our team has extensive experience of handling regulatory, disciplinary and investigatory proceedings on behalf of all professions. Our lawyers are adept at guiding clients through the particular challenges presented by parallel civil and disciplinary proceedings, including those which involve multiple jurisdictions.
The FSA led an investigation into operations systems and controls (FS regulated advice). This raised questions regarding the nature and extent of our client's cover. We were therefore required to advise as to the adequacy of this cover. We then assisted with the transition of our client into another accountancy firm.
The FSA led an investigation into operations systems and controls (FS regulated advice). This raised questions regarding the nature and extent of our client's cover. We were therefore required to advise as to the adequacy of this cover. We then assisted with the transition of our client into another accountancy firm.
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