Regulatory movement | 监管法规与调查
Less than one year to go! How FAR along is your organisation with implementation planning? (Part 2/3
We advise insurers on coverage in relation to claims against investment advisers, asset managers and hedge funds.
We have considerable experience in drafting polices dealing with coverage issues and advising insurers and the insured on the defence of complex claims, in what is a continually changing and expanding.
Our team provides focused risk management and advice tailored to the commercial, regulatory and reputational pressures financial professionals face. We can provide general errors and omissions risk management and pre-litigation risk mitigation advisory services to professional firms. We also advise insurers active in the professional liability market on policy drafting, and offer monitoring, coverage and claims notification agency services.
Acting for a wealth management firm in respect of multiple customer complaints concerning advice given to invest in an unregulated collective investment scheme (a fund of hedge funds). We advised on communications with customers and the FOS and have assisted with the design and implementation of a scheme (for approval by the FCA) to compensate all customers who fit within certain defined parameters
Acting for IFAs in claims by clients and the FSCS arising out of the collapse of Keydata Investors who have lost all of their funds
Acting for an IFA on a claim brought by a household name against his former financial adviser in relation to a series of unregulated investments made across the world
Acting for a wealth management firm in relation to civil and regulatory exposures arising from pension switching advice in which customers were advised to switch from occupational to personal pensions
Acting for a well known national IFA network in relation to a series of frauds committed by an adviser
Defending claims in respect of mortgage products and a number of cases in respect of alleged negligent mis-selling of home and equity release schemes
Acting for insurers of a firm of IFAs, in a claim alleging negligent advice in relation to high risk investments following the sale of shares. The case raises novel issues about the duties of care owed to investors who do not wish to invest in traditional types of investment such as equities and bonds
Acting for a global law firm in a multi-party claim following tax and M&A advice provided in the course of the acquisition of a UK publishing business.
Advising numerous operators regarding aircraft charter, wet lease and dry lease agreements
Acting for a London airport operator regarding slots, ground handling issues and charging regulations
Advising airport operators regarding slots, airport charges, groundhandling, liability and international standards, emergency planning;
Advice regarding airworthiness and type design compliance demonstration and certification for civil and military platforms
Advising various airlines, investors and the European Commission regarding EU external relations, horizontal agreements, open skies agreements and bilateral air services agreements; Advising a non-EU airline and its government in its negotiations with the European Commission on an EU horizontal agreement
Advising on more than 50 slot sales, purchases and other transactions, including acting for Flybe in the sale of its slot portfolio at Gatwick to easyJet, and acting for British Airways in the landmark High Court case which confirmed that slots may be traded.
Advising stakeholders on the carriage of hazardous goods by air and land; advising carrier regarding handling of mercury spillage
Advising numerous airlines and other stakeholders on aviation regulatory issues including EU nationality of ownership and control rules, EU ETS, air passenger rights (including under Regulation (EC) 261/2004), ATOL and package travel rules, Air Passenger Duty, passengers with reduced mobility, the carriage on unaccompanied minors, airline licencing and operating permits, security and counter-terrorism for civil aviation. Advising on web based selling and price transparency rules.
Advising UAS operator regarding access to airspace, airworthiness and radio spectrum usage; advising European Commission on liability and insurance aspects of a UAS study
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