Our specialist financial professions team is renowned for its financial services and dispute resolution capabilities.

We advise insurers on coverage in relation to claims against investment advisers, asset managers and hedge funds.

We have considerable experience in drafting polices dealing with coverage issues and advising insurers and the insured on the defence of complex claims, in what is a continually changing and expanding.

Our team provides focused risk management and advice tailored to the commercial, regulatory and reputational pressures financial professionals face. We can provide general errors and omissions risk management and pre-litigation risk mitigation advisory services to professional firms. We also advise insurers active in the professional liability market on policy drafting, and offer monitoring, coverage and claims notification agency services.

Our Financial Services Work

  • All
  • UK & Europe
  • Coverage and monitoring following employer insolvency and PPF assessment

    Advising on coverage and monitoring in respect of notifications following employer insolvency and PPF assessment period commencing in relation to the Scheme

    United Kingdom

    Depreciation of fund value and subsequent losses

    Acting in a claim relating to alleged delay in winding up a company pension scheme and losses arising from the resulting fall in the fund value

    United Kingdom

    Equalising gender benefits following the "Barber" judgement

    Advising on failure to amend a scheme correctly to equalise benefits for men and women following the “Barber” judgment in 1991

    United Kingdom

    Incorrect "preservation" legislation in rules

    Advising on rules which incorrectly reflected the “preservation” legislation in the Pension Schemes Act 1993

    United Kingdom

    Incorrect drafting of rule consolidations

    Advising on incorrect drafting of rule consolidations

    United Kingdom

    Incorrect equalisation of retirement ages in accordance with Barber

    Acting for a national firm and its insurers in relation to a claim brought by trustees of a retirement benefits scheme after advisers failed to carry out correctly the equalisation of retirement ages in accordance with Barber which prevented the equalisation from being legally achieved on the date stated in the scheme documentation

    United Kingdom

    Knock-on effects of failure to properly amend scheme rules

    Advising on failure to properly amend the scheme rules correctly to reduce future benefits

    United Kingdom

    Loss of chance claims

    Acting on loss of chance claims

    United Kingdom

    Misapplication of funds claims against a trustee

    Successfully defending a trustee against a claim relating to misapplication of funds by a scheme member who had represented to the Insured that he was a company employee and therefore entitled to join a company pension scheme, when in fact he was not

    United Kingdom

    PTL policy claims

    Advising on claims under PTL policies for “exonerated loss” cover

    United Kingdom
  • Coverage and monitoring following employer insolvency and PPF assessment

    Advising on coverage and monitoring in respect of notifications following employer insolvency and PPF assessment period commencing in relation to the Scheme

    United Kingdom

    Depreciation of fund value and subsequent losses

    Acting in a claim relating to alleged delay in winding up a company pension scheme and losses arising from the resulting fall in the fund value

    United Kingdom

    Equalising gender benefits following the "Barber" judgement

    Advising on failure to amend a scheme correctly to equalise benefits for men and women following the “Barber” judgment in 1991

    United Kingdom

    Incorrect "preservation" legislation in rules

    Advising on rules which incorrectly reflected the “preservation” legislation in the Pension Schemes Act 1993

    United Kingdom

    Incorrect drafting of rule consolidations

    Advising on incorrect drafting of rule consolidations

    United Kingdom

    Incorrect equalisation of retirement ages in accordance with Barber

    Acting for a national firm and its insurers in relation to a claim brought by trustees of a retirement benefits scheme after advisers failed to carry out correctly the equalisation of retirement ages in accordance with Barber which prevented the equalisation from being legally achieved on the date stated in the scheme documentation

    United Kingdom

    Knock-on effects of failure to properly amend scheme rules

    Advising on failure to properly amend the scheme rules correctly to reduce future benefits

    United Kingdom

    Loss of chance claims

    Acting on loss of chance claims

    United Kingdom

    Misapplication of funds claims against a trustee

    Successfully defending a trustee against a claim relating to misapplication of funds by a scheme member who had represented to the Insured that he was a company employee and therefore entitled to join a company pension scheme, when in fact he was not

    United Kingdom

    PTL policy claims

    Advising on claims under PTL policies for “exonerated loss” cover

    United Kingdom

Our Financial Services team

James Cooper
James Cooper

Partner

James Preece
James Preece

Partner

David Méheut
David Méheut

Partner

Dr. Henning Schaloske
Dr. Henning Schaloske

Partner

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View all Professional Indemnity partners

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